U.S. financial markets are burdened by outdated rules that no longer protect investors or maintain market integrity. Deregulation under President Trump presents an opportunity to create flexible, forward-thinking frameworks that encourage innovation, particularly for digital assets. Instead of rigid rules based on past crises, we should focus on principles that promote progress.
– Disclosure of Material Information: Investors need full, honest information to make informed decisions. – No Deception or Manipulation: Preventing fraud and market manipulation ensures fairness and trust. – No Insider Trading: A level playing field for all market participants is essential. – Speak Truth About Financial Health: Companies must present accurate financial statements.
5. Equitable Treatment of All Investors: Every investor should have equal access to information and opportunities. 6. Clearly Disclose Risks: Risks should be disclosed transparently to guide investor decisions. 7. Act in the Best Interest of Others: Professionals must prioritize clients’ interests over their own. 8. Disclose Conflicts of Interest: Full disclosure is necessary to maintain trust.
9. Ensure Fair and Transparent Markets: Markets must be based on genuine supply and demand. 10. Promote Market Efficiency and Orderliness: Efficient, transparent markets lead to stability and investor confidence. By adhering to these principles, we can create flexible regulations that foster innovation while protecting investors, ensuring that U.S. markets remain competitive and adaptable.